Certificate Program on Securities Law
SKU: ZT5E67B085F
Rs. 28320 Rs. 28320 ( % Off )
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  • Certificate Program on Securities Laws

Classroom Course

 

Basic Info           : Course on Securities Laws Level                   : Advance Commitment     : 36 hours of study, 8 Days, 6 sessions of 6 hours Language           : English How To Pass       : Attend all sessions and complete all assignments to pass the course

What Will I Learn

At the end of this course you will:
  • Be able to identify and execute the procedures necessary for public issues, rights issues, and preferential issues
  • Understand SEBI's operation and role as the primary capital market regulator
  • Be able to draft prospectus and offering documents in cases of public offering of securities by a company
  • Understand the role of lawyers, accountants, analysts, investment bankers, rating agencies and financial intermediaries in various capital raising modes

Curriculum

SESSION 1 SESSION 2 SESSION 3 SESSION 4 SESSION 5 SESSION 6

  • • Introduction to Capital Markets, Role of Primary and Secondary markets
  • • Concept of Corporatization and Demutualization, Recognition of Stock Exchanges
  • • Rules & Bye Laws of Stock Exchanges, Contracts and Options in Securities
  • • Offences and Penalties and procedures thereof, Appeals under SCRA, Misc Provisions
  • • Introduction to SEBI, Definitions, Constitution of the Board and its Management
  • • Powers and Functions of the Board, Collective Investment Schemes, Investigations by Board
  • • Registration of Intermediaries, Prohibition of Insider Trading, Penalties and Adjudication
  • • Securities Appellate Tribunal (SAT), Appeals to Supreme Court
  • • SEBI (Issue of Capital and Disclosure Requirements) 2009
  • • Salient features on Regulations on Takeover code
  • • Salient features of Regulations on Insider Trading
  • • Types of Financial Statements, Stakeholders in Business Organizations
  • • Fixed Assets, Tangible and Intangible Assets, Depreciation and Amortization, Legal Provisions, Operating Cycle, Management of Current Assets, Current Liabilities
  • • Working Capital Reporting requirements of Financial Statements, Indian Accounting Standards (IAS), Provisions of Schedule III of Companies Act 2013, Financial Ratios
  • • Regulations relating to Foreign Direct Investments and Portfolio Investment
  • • Regulations relating to Imports, Exports and Miscellaneous remittances from India
  • • Regulations relating to Overseas Investments by Indian Companies, Project Exports
  • • Concept of Money Laundering and the offence of Money Laundering
  • • Attachment, Adjudication and Confiscation under Prevention of Money Laundering Act
  • • Obligations of Banking Companies, Financial Institutions and Intermediaries under PMLA
 

Includes

Interactive Sessions

Session-specific Assignments

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